diff options
| author | Michael Foiani <sotech117@michaels-mbp-3.lan> | 2021-04-09 16:41:57 -0400 |
|---|---|---|
| committer | Michael Foiani <sotech117@michaels-mbp-3.lan> | 2021-04-09 16:41:57 -0400 |
| commit | c0b15a96c176f01a7199d3c3d107946341af3e50 (patch) | |
| tree | 32f22c50397e07854ff3b07f86fcc4e7760bd552 /data | |
| parent | fea5c5cb4cc3eb1177cbdc8adb27d254fe2f9db7 (diff) | |
Added a basic skeleton for derivative trades, if we dedice to look at those as well.
Diffstat (limited to 'data')
| -rw-r--r-- | data/xml_derivative_only_test.xml | 97 |
1 files changed, 97 insertions, 0 deletions
diff --git a/data/xml_derivative_only_test.xml b/data/xml_derivative_only_test.xml new file mode 100644 index 0000000..cd19564 --- /dev/null +++ b/data/xml_derivative_only_test.xml @@ -0,0 +1,97 @@ +<?xml version="1.0"?> +<ownershipDocument> + + <schemaVersion>X0306</schemaVersion> + + <documentType>4</documentType> + + <periodOfReport>2021-04-07</periodOfReport> + + <issuer> + <issuerCik>0001005817</issuerCik> + <issuerName>TOMPKINS FINANCIAL CORP</issuerName> + <issuerTradingSymbol>TMP</issuerTradingSymbol> + </issuer> + + <reportingOwner> + <reportingOwnerId> + <rptOwnerCik>0001463126</rptOwnerCik> + <rptOwnerName>Fessenden Daniel J.</rptOwnerName> + </reportingOwnerId> + <reportingOwnerAddress> + <rptOwnerStreet1>C/O TOMPKINS FINANCIAL CORPORATION</rptOwnerStreet1> + <rptOwnerStreet2>P.O. BOX 460</rptOwnerStreet2> + <rptOwnerCity>ITHACA</rptOwnerCity> + <rptOwnerState>NY</rptOwnerState> + <rptOwnerZipCode>14851</rptOwnerZipCode> + <rptOwnerStateDescription></rptOwnerStateDescription> + </reportingOwnerAddress> + <reportingOwnerRelationship> + <isDirector>1</isDirector> + </reportingOwnerRelationship> + </reportingOwner> + + <derivativeTable> + <derivativeTransaction> + <securityTitle> + <value>Phantom Stock</value> + </securityTitle> + <conversionOrExercisePrice> + <footnoteId id="F1"/> + </conversionOrExercisePrice> + <transactionDate> + <value>2021-04-07</value> + </transactionDate> + <transactionCoding> + <transactionFormType>4</transactionFormType> + <transactionCode>A</transactionCode> + <equitySwapInvolved>0</equitySwapInvolved> + </transactionCoding> + <transactionTimeliness></transactionTimeliness> + <transactionAmounts> + <transactionShares> + <value>142.275</value> + </transactionShares> + <transactionPricePerShare> + <value>80.8293</value> + </transactionPricePerShare> + <transactionAcquiredDisposedCode> + <value>A</value> + </transactionAcquiredDisposedCode> + </transactionAmounts> + <exerciseDate> + <footnoteId id="F1"/> + </exerciseDate> + <expirationDate> + <footnoteId id="F1"/> + </expirationDate> + <underlyingSecurity> + <underlyingSecurityTitle> + <value>Common Stock</value> + </underlyingSecurityTitle> + <underlyingSecurityShares> + <value>142.275</value> + </underlyingSecurityShares> + </underlyingSecurity> + <postTransactionAmounts> + <sharesOwnedFollowingTransaction> + <value>4757.199</value> + </sharesOwnedFollowingTransaction> + </postTransactionAmounts> + <ownershipNature> + <directOrIndirectOwnership> + <value>D</value> + </directOrIndirectOwnership> + </ownershipNature> + </derivativeTransaction> + </derivativeTable> + + <footnotes> + <footnote id="F1">Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.</footnote> + </footnotes> + + <ownerSignature> + <signatureName>/s/Daniel J. Fessenden</signatureName> + <signatureDate>2021-04-09</signatureDate> + </ownerSignature> +</ownershipDocument> |